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Copyright Information
Copyright
2006, Montgomery Financial
Designs, All rights reserved
Matthew Montgomery is a Registered Representative of and offers securities products and services through Royal Alliance Associates Inc. Member FINRA / SIPC, a registered broker-dealer. In this regard, this communication is strictly intended for individuals residing in the states of Alabama, Arkansas, Louisiana, Ohio and Texas. No offers may be made or accepted from any resident outside the specific states referenced.
Matthew Montgomery is also separately registered investment adviser under Montgomery Financial Designs, a registered investment adviser, offering advisory services in the state of Texas. As such, these services are strictly intended for individuals residing in Texas.
Advisory services offered through Royal Alliance Associates, Inc. a Registered Investment Advisor.
IMPORTANT CONSUMER INFORMATION
A broker-dealer "BD", investment adviser "IA", a BD agent, or IA Representative may only transact business in a state if first registered in that state, or is excluded or exempt from registration in that state as a broker-dealer, investment adviser, BD agent or IA Representative, as appropriate. Follow-up, individualized responses to persons in a state by such a firm or individual that involve either affecting or attempting to affect transactions in securities, or the rendering of personal investment advice for compensation, will not be made without first complying with appropriate registration requirements, or an applicable exemption or exclusion.
For information concerning the licensing states or disciplinary history of a broker-dealer, investment adviser, BD agent, or IA rep, a consumer should contact his or her state securities law administrator.
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